Job Description

Description Primary Objective: Facilitate and assist the Section Head of Capital Markets Supervision ("Section Head of CMS") to manage compliance requirements for RHB Investment Bank's ("RHBIB") Capital Markets activities and operations. Key Respon Description Primary Objective: Facilitate and assist the Section Head of Capital Markets Supervision (' Section Head of CMS ') to manage compliance requirements for RHB Investment Bank's (' RHBIB ') Capital Markets activities and operations. Key Responsibilities: Key Individual Accountabilities Assist Section Head of CMS to establish, maintain and monitor compliance standards and framework of RHBIB's Capital Markets' businesses and operations to manage compliance risks. Assist Section Head of CMS to accurately and timely report any non-compliance to the Head of IB Compliance for further action. Assist Section Head of CMS to identify and implement compliance solutions to address non-compliance issues relating to Capital Market's activities. Assist Section Head of CMS for effective dissemination of new or changes of rules, regulation or compliance issues. Assist Section Head of CMS to provide direction, coaching, guidance, motivation, support, training and feedback to the team member to ensure effective implementation of compliance objectives. Display teamwork and work closely with other Senior Management personnel at all times. Assist Section Head of CMS to liaise with regulators to understand their expectation and for guidance. Key Shared Accountabilities Business Departments/Divisions of RHBIB - Work closely with Debt Capital Markets, Corporate Finance, Mergers & Acquisitions, Equity Capital Markets, Research, Client Coverage Private Sector and GLC & Public Sector to seek overall input on the measures implemented by IB Compliance for RHBIB to ensure effective internal controls are in order to minimize the risk of non-compliance. Work closely with Group Secretariat, Group Legal and Group Internal Audit on any non-compliance issues. Requirements Requirements: Bachelor Degree - Bachelor or Master's Degree or Professional Qualification in the relevant discipline.. - N/A Minimum 1 year compliance experience in a large and complex organization in the financial services industry. Good understanding on Capital Markets transactions In-depth knowledge of latest rules and regulations on Capital Markets. Strong communication and inter-personal skills. Benefits Dental, Education support, Miscellaneous allowance, Medical, Loans, Sports (e.g. Gym), Parking, Vision, Regular hours, Mondays - Fridays, Casual Business Wear, Performance Based Rewards