Manager Commercial Banking & Global Banking Markets Compliance Advisory

Kuala Lumpur, Malaysia

Job Description

Job description

The health and safety of our employees and candidates is very important to us. Due to the current situation related to the Novel Coronavirus (2019-nCoV), we're leveraging our digital capabilities to ensure we can continue to recruit top talent at HSBC. As your application progresses, you may be asked to use one of our digital tools to help you through your recruitment journey. If so, one of our Resourcing colleagues will explain how our video-interviewing technology will be used throughout the recruitment process and will be on hand to answer any questions you might have.

2 Vacancies

Some careers open more doors than others.

If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

We are currently seeking an ambitious individual to join our Wealth and Personal Banking team in the role of Manager Commercial Banking & Global Banking Compliance Advisory working together with colleagues to define, manage and achieve divisional business targets.

Principal Responsibilities:

  • The Malaysia's Manager CMB & GBM Compliance Advisory role is responsible for supporting the Senior Manager of CMB & GB Compliance Advisory and Head of CMB & GBM Compliance Advisory in the implementation, with guidance from Global and Regional Head, Head of CMB & GB Compliance Advisory of all aspects of Compliance including impact analysis of regulatory changes affecting CMB, GTRF, GLCM and GB business, and support the coordination and execution of the designated Compliance work streams and assurance in Malaysia, while ensuring alignment with Global Standards and Conventional Banking requirements as well as Islamic banking requirements. The scope of responsibility of role holder covers HBMY, HBMS and HCAM.
  • The role requires strong partnership and collaboration with CMB, GTRF, GLCM and GB business team and has responsibility for supporting the Senior Manager of CMB & GB Compliance Advisory and the Head of CMB & GBM Compliance Advisory in the implementation of Compliance policies and standards, local laws and regulations. The role is to ensure a robust and effective compliance framework within CMB, GTRF, GLCM and GB. It will monitor and track the progress of designated work streams and initiatives underway which fall under the umbrella of Compliance Risk, covering regulatory and financial crime risks, provide policy advice and advisory support related to conventional and Islamic CMB, GTRF, GLCM and GB products, services and clients.
  • The role will also need to stay at the forefront of regulatory changes, to ensure proactive communication with business and where required, develop or support appropriate policy and framework to manage the changes in Malaysia and to provide advisory support to CMB, GTRF, GLCM and GB.
  • To provide support to the Senior Manager of CMB & GB Compliance Advisory and Head of CMB & GBM Compliance Advisory in the containment of compliance risks in CMB, GTRF, GLCM and GB including regulatory compliance, AML, CFT, anti-bribery and corruption, sanctions, tax and fraud. This includes ensuring proactive approach is taken for the identification of Compliance risk change and potential impacts on CMB & GB conventional and Islamic Banking Business Model in Malaysia.
  • Continuous support to the Senior Manager of CMB & GB Compliance Advisory and Head of CMB & GBM Compliance Advisory in ensuring appropriateness / robustness / effectiveness of framework to monitor compliance developments impacting CMB & GB in Malaysia.
  • Support Senior Manager of CMB & GB Compliance Advisory and Head of CMB & GBM Compliance Advisory in the implementation of actions to address, manage and mitigate impacts of regulatory changes on CMB & GB in Malaysia.
  • Support the implementation of global standards, strategic policies, compliance-related projects / programmes which ensure CMB & GB's exposure to current risks and emerging arising risk is managed and mitigated appropriately, in a commercially focused and practical manner.
  • Support and assists in the effective deployment of the Compliance Assurance function e.g. in providing the relevant input.
  • Liaison with relevant stakeholder within CMB, GTRF, GLCM and GB in Malaysia, other Global Business and Functional teams (where required) to provide expertise and support on all Compliance related matters.
  • To assist in interaction with Regulators and industry bodies in Malaysia, on Compliance matters relating to CMB, GTRF, GLCM and GB.
  • To assist Senior Manager of CMB & GB Compliance Advisory and Head of CMB & GBM Compliance Advisory in ensuring the appropriate timely and relevant risk information is provided to CMB & GB management as well as CMB BRC & Banking EXCO.
  • To assist in enhancing compliance awareness amongst CMB, GTRF, GLCM and GB staff.
  • To assist in monitoring changes to business practices and products/services of CMB, GTRF, GLCM & GB and to ensure that compliance procedures and controls are adequate to cover them.
  • To maintain a strong communication and working relationship within other CMB, GTRF, GLCM, GB leaders, other Risk Disciplines, Functions and Global Businesses to ensure implementation of new disciplines.
  • Share best practice with group offices, other business lines and other regions.
  • To maintain and develop positive and professional working relationships with the Compliance functions.
Requirements

Requirements:
  • Degree qualification of at least 5 years of compliance or relevant experience, preferably with Regulatory Compliance and Financial Crime Compliance experience in CMB, GTRF, GLCM and GB.
  • Significant degree of professional independence.
  • Strong team-player attitude.
  • Excellent communication and inter-personal skills, with experience in dealing with stakeholders at various levels including the capacity to articulate the case for risk management and policy in the language of business.
  • Ability to develop practical, cost effective solutions to complex issues.
  • Experience of dealing with regulatory matters and confident interaction with Regulators.
  • Consistent follow-through in ensuring corrective and mitigating actions are put in place or closed out.
  • Pro-active in identifying compliance issues or developing appropriate recommendations/solutions.
  • Good planning skills are required in order to perform his/her principal accountabilities and manage a varied workload on a timely basis.
  • Practical and effective in providing advice to the relevant functions/businesses management.
Due to the urgent hiring need, candidates with immediate right to work locally and no relocation needed will be prioritised.

You'll achieve more when you join HSBC.

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by HSBC Bank Malaysia Berhad

Beware of fraud agents! do not pay money to get a job

MNCJobz.com will not be responsible for any payment made to a third-party. All Terms of Use are applicable.


Job Detail

  • Job Id
    JD858194
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Kuala Lumpur, Malaysia
  • Education
    Not mentioned