Manager Compliance, Regulatory Complaints

Kuala Lumpur Putrajaya, Malaysia

Job Description


Responsibilities include:

  • Coordinate intake of client complaints, including inputting and maintaining complaints within the database, communicating with Branch Compliance Managers, preparing and handling complaint acknowledgement letters, obtaining the required documentation and supporting material to prepare the complaint file for analysis.
  • Report complaints and updates, internal investigations and other reportable events through the regulator's reporting system called Complaints and Settlement Reporting System (ComSet).
  • File preparation through the stages (onboarding to closure).
  • Assist the team with the coordination of documentation in support of internal or supervisory investigation and/or regulatory inquiries.
  • Assist with regulatory complaint analysis.
  • Assist with RCII monthly and quarterly reporting requirements.
  • Manage documents and communications for task related to regulatory inquiries.
  • Monitor and manage RCII shared mailboxes.
  • Other initiatives as required.
What do you need to succeed?
Must-have
  • University degree
  • Experience working in regulatory environment and/or knowledge of concepts relevant for regulatory complaints management
  • Excellent written and oral communication skills
  • Motivated and can work independently within a team
  • Strong organizational abilities
  • Ability to deal with new or unfamiliar situations
  • Excellent interpersonal skills
  • Ability to collaborate and build relationships within RCII, Compliance and business partners
  • Proven ability to prioritize and multi-task in a demanding environment
Nice-to-have
  • Fluent French (in both speaking and writing) would be an asset
Job Skills Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Detail-Oriented, Financial Regulation, Industry Knowledge, Product Services, Risk Management, Strategic Thinking
Additional Job Details
Address: PERSIARAN IRC 2, IOI RESORT CITY IOI CITY TOWER ONE:PUTRAJAYA
City: Putrajaya
Country: Malaysia
Work hours/week: 40
Employment Type: Full time
Platform: CHIEF LEGAL & ADMIN OFFICE GRP
Job Type: Regular
Pay Type: Salaried
Posted Date: 2025-11-04
Application Deadline: 2026-02-27
Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Inclusion and Equal Opportunity Employment
At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
Join our Talent Community
Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.
Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at .

Skills Required

Beware of fraud agents! do not pay money to get a job

MNCJobz.com will not be responsible for any payment made to a third-party. All Terms of Use are applicable.


Job Detail

  • Job Id
    JD1280975
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Kuala Lumpur Putrajaya, Malaysia
  • Education
    Not mentioned