Job Description

Come Work with Us!

At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.

Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.

Job Title Senior Analyst, Communications Surveillance



What is the opportunity?

As a Senior Analyst, you will work as part of the team providing Surveillance to RBC Capital Markets, Investor and Treasury Service, Wealth Management International and Global Asset Management EMEA and APAC. You will deliver core elements of the Compliance and Surveillance Program as it relates to communications surveillance in a timely and consistent basis and in accordance with this mandate and agreed goals/objectives.

Working hours: 9am-6pm

What will you do?

• Conduct an initial (Level 1) review of electronic and audio communications surveillance alerts to monitor for market abuse risks and risks associated with breaches of company policies and applicable regulations primarily related to financial/securities markets' misconduct.
• Drive forward RBC's general electronic and audio communications surveillance monitoring functionality with on-going assessment of efficiency and reporting to management.
• Assist with Compliance Investigations and other projects (where required).

What do you need to succeed?

Must-have

• MBA/University Degree and/or relevant professional training.
• Minimum 4-6 years of related experience.
• Some experience of working within Compliance or of Capital Markets or Wealth Management Compliance, a trading background or a finance degree or similar.
• Sound working knowledge of applicable laws and regulations in relevant regions.
• Solid working knowledge of the Company's IT systems and Microsoft Office Products
• Sound working knowledge of applicable laws and regulations as well as internal policies and procedures.
• Proficient in spoken and written English

Nice-to-have

• Analytical and problem solving ability.
• Ability and willingness to accept accountability, demonstrate initiative, work with limited direct supervision and support effective cross-unit co-operation, information sharing etc.
• Professional demeanor Investigative analysis and attention to detail.
• Strong interpersonal and communication skills.
• Efficient time management and organisational skills / ability to meet deadlines and work under pressure.
• Flexible, team player.
• Proactive approach and ability to work on own initiative.
• Ability to conduct duties expediently with an aptitude for accuracy.

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including performance based bonuses, flexible benefits, and competitive compensation.
• Leaders who support your development through coaching and managing opportunities.
• A world-class training program in financial services.
• A collaborative dynamic culture where personal initiative and hard work are recognized and rewarded.

Job Summary

Address: Cyberjaya, Selangor, Malaysia

City: MYS-SELANGOR-CYBERJAYA

Country: Malaysia

Work hours/week: 45

Employment Type: Full time

Platform: Group Risk Management

Job Type: Regular

Pay Type: Salaried

Posted Date: 2022-11-08-08:00

Application Deadline: 2022-11-13-08:00

Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at rbc.com/careers.