Senior Executive Or Manager, Compliance

Kuala Lumpur, M14, MY, Malaysia

Job Description

: Compliance Professional (Malaysia-based)



Our client is seeking for a motivated and experienced Compliance Professional to support our financial advisory services across both Malaysia (MY) and Singapore (SG) entities.

The successful candidate will primarily support AML/CFT functions including customer due diligence (CDD) and name screening reviews, with secondary support for regulatory compliance matters. This is an excellent opportunity for a Compliance Professional seeking hands-on exposure to compliance requirements across multiple jurisdictions.

Key Responsibilities



AML/CFT Compliance



? Conduct onboarding and ongoing name screening, evaluating and resolving potential matches.

? Perform enhanced due diligence on higher-risk customers, including data gathering, evidence recording, and liaising with business units.

? Prepare Suspicious Transaction Report (STR) memos for suspicious alerts.

? Undertake additional AML/CFT tasks as assigned.

Regulatory Compliance Support



? Track and monitor regulatory developments relevant to Malaysia and Singapore financial advisory sectors.

? Support the management and maintenance of compliance frameworks within the regulated entities.

? Assist in preparing reports and documentation for regulatory submissions and internal governance.

? Provide support for internal and external audits related to regulatory compliance.

? Coordinate with business units to ensure adherence to updated regulatory requirements.

? Stay updated on MAS, FAA, BNM, and other relevant regulatory bodies' guidelines.

? Perform other duties as assigned by management.

Requirements



? Minimum 5 years of relevant experience in a life insurance company in Malaysia, with hands-on experience managing AML/CFT frameworks.

? Secondary experience in regulatory compliance and managing compliance frameworks within regulated entities.

? Strong proficiency in Microsoft Office applications (Word, Excel, PowerPoint, Forms). ? Excellent communication and written skills in English and Mandarin.

? Meticulous, analytical, and a strong team player with the ability to work independently.

? High level of accountability, adaptability, and a positive attitude.

? Self-motivated with strong initiative.

? Strong Excel skills and knowledge for analytic work, tech-savvy, and familiarity with AI tools are advantageous.

Additional information



This role offers a unique opportunity to work across two jurisdictions, supporting compliance functions for both Malaysia and Singapore entities, may include Hong Kong in the future.

The ideal candidate will be proactive, detail-oriented, and capable of managing multiple compliance responsibilities effectively

Job Type: Permanent

Pay: RM7,000.00 - RM12,000.00 per month

Benefits:

Professional development
Work Location: In person

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Job Detail

  • Job Id
    JD1345805
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Kuala Lumpur, M14, MY, Malaysia
  • Education
    Not mentioned