Specialist, Treasury Surveillance

Kuala Lumpur, Malaysia

Job Description


DescriptionPrimary Objective:

  • Conduct trade and communication surveillance activities on Group Treasury traders/dealers to detect any trade misconduct via available resources
  • Develop and progressively enhance surveillance approach to detect and address potential market misconduct
  • Ensure timely escalation of any issues / concerns identified to Senior Management and Board, where relevant
Key Responsibilities:
  • Conduct Trade and Communication surveillance and analysis on Group Treasury dealers to ensure compliance with the regulatory requirements
  • Liaise with key stakeholders and subject matter experts to ensure the surveillance scope and controls are up to-date and relevant
  • Enhance and/or recalibrate existing surveillance indicators to ensure effective surveillance
  • Contribute to the design and development of compliance controls to enhance overall surveillance oversight. This includes developing new scenarios, parameters or triggers, where relevant, to detect potential market misconduct
  • Perform necessary review, investigation and escalation to the Team Lead/ Circle Lead if there is any potential gaps or breaches identified
  • Provide periodical reports and/or ad-hoc reports for Senior Management and Board notification/ approval, where relevant
  • Keep abreast of regulatory changes and developments in the regulatory environment, and conduct analysis on potential gaps in surveillance activities, where relevant
  • Any other duties assigned by the Team Lead/ Circle Lead/ Head of Group Regulatory Compliance
RequirementsRequirements:
  • Bachelor Degree \xe2\x80\x93 professional qualifications
  • Regulatory compliance certification from accredited body will be advantageous
  • Possess at least 3 to 5 years of experience/ knowledge in Treasury/Market surveillance and/or regulatory compliance
  • Experience in market/ financial risk management or surveillance related work will be advantageous
  • Experience specifically in Treasury related surveillance will be advantageous
  • Good acumen to detect any potential regulatory gaps and breaches
  • Knowledgeable in financial regulations and governing laws
  • Good management skills
  • Good communication and writing skills
  • Good analytical and organisational skills
BenefitsDental, Education support, Miscellaneous allowance, Medical, Loans, Sports (e.g. Gym), Parking, Vision, Regular hours, Mondays - Fridays, Casual Business Wear, Performance Based Rewards

RHB Bank

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Job Detail

  • Job Id
    JD1041833
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Kuala Lumpur, Malaysia
  • Education
    Not mentioned