Job Description

RESPONSIBILITIES

• Conducting Know-Your-Customer (KYC) and Customer Due Diligence (CDD) either as part of the onboarding or periodic review process
• Create and maintain KYC records by obtaining information from internal and external sources
• Performing enhanced/detailed Customer Due Diligence information
• Managing risk assessments relating to AML and Sanctions, such as customer risk assessments, institutional risk assessments and sanctions risk assessments
• Strong knowledge of AML policy and procedure requirements and ability to communicate good practice
• Perform monthly reporting as and when required
• Carry out reviews on alerted accounts on the basis of both internal and external information
• Perform periodic review, trigger event review and enhanced due diligence for higher risk customers and suspicious transactions (e.g. PEP, sanctions, adverse news, assignments, cash or cash equivalent transactions, etc.) according to applicable AML/CTF policies / guidelines / SOP
• Identify and escalate higher risk customers / suspicious transactions / activities for senior management reporting / review and approvals

• Minimum of 3 years of relevant experience in CDD and/or KYC
• Relevant qualification in CAMS or other relevant certification
• Familiarity or good understanding on emerging issues related to risk management including regulations, industry best practices and new technologies
• Able to multi-task and to work independently
• Proficiency in Mandarin is highly preferred but not mandatory
• Resourceful and meticulous with strong analytical and problem-solving skills
• Self-driven and a team player with strong interpersonal skills

Capco