Compliance Executive

Shah Alam, Selangor, Malaysia

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Proven desire to expand knowledge and understanding of the equity crowdfunding industry.
Compliance job experiences in financial industry is preferred.
Excellent verbal and written communication skills.
Excellent time management skills.

Responsibilities

Ensuring the fundraising and investment processes are complied with equity crowdfunding guidelines and Anti-money Laundering regulation
Publishing materials review to avoid legal risk
Execute Anti-money laundering and Know Your Client procedure on investors during onboarding process
Ensure all the company activity is complied with ECF regulation
Investor and issuers enquiries handling

Benefits

5 Working days.
Career advancement.
EPF/SOCSO/PCB.
Leaves: Medical /Annual /Replacement /Study /Compassionate /Paid Congratulatory...
Allowance.

Ricebowl

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