Job Description

An exciting Head, Regulatory Compliance job has just become available at a fintech company based in Klang Valley. This is a role for compliance professionals especially those who looking for an exciting opportunity to be a part of the changing landscape in the fintech industry. About the Head, Regulatory Compliance Role:
In this business critical role, you will need to ensure that the company operates with integrity and adhere to applicable laws, regulations, and internal policies. Key Responsibilities:

• Ensure the company puts in place adequate policies as required by the law including AML/CFT regulatory rules and framework
• Ensure proper implementation of those policies including AML/CFT regulatory rules and framework
• Ensure all relevant staff are aware of the firm\xe2\x80\x99s compliance measures including AML/CFT regulatory rules and framework
• Establish relevant internal criteria or red flags to detect AML/CFT suspicious transactions
• Evaluate any internally generated AML/CFT suspicious transaction reports before reporting to applicable Central Banks as required
• Regularly assess the compliance control measures and procedures including AML/CFT
• Internal Audit: coordinate with the internal auditor the company\xe2\x80\x99s internal audits and track the remedial actions to close any compliance gaps
• Formulate the Compliance Management Policy
• Monitor and investigate non-compliance events and incidences
• Perform compliance risk assessment on the company\xe2\x80\x99s financial products
• Review policies for operational compliance risk considerations
• Conduct and/or coordinate risk control self-assessments
• Be the primary \xe2\x80\x9cRO\xe2\x80\x9d (Reporting Officer) to local regulators
• Take charge of regulatory and STR submissions to related regulators
• Promptly review the applicable regulatory portal, update the company on any new/amended circulars/regulations
• Provide training on compliance risk and AML/CFT regulations

To succeed in the Head, Regulatory Compliance, you will be responsible for licensing matters including ensuring license application requirements are complied with. Key Requirements:

• Bachelor\xe2\x80\x99s degree or professional qualifications in a relevant discipline such as banking, accounting, finance, legal
• Head/Directors: 8 - 10 years of work experience with relevant experience in a risk/audit/compliance/fraud investigation related roles and of working within the relevant business/function is preferred
• Excellent communication skills both, verbal and written
• An understanding of compliance drivers and ability to articulate compliance risk to non-compliance personnel
• In-depth knowledge of compliance requirements related to sales, business development, commercial related functions
• Able to work independently, demonstrated managerial, leadership and facilitation skills, good presentational skills
• Strong interpersonal skills with good stakeholder management
• Multitasking, meticulous attention to detail, good analytical and problem-solving skills
• Knowledge in payments processing across cards, online banking, e-money business operations, finance and IT (where relevant)

This organisation is an exciting addition to the fintech industry. The firm is very focused on developing and training their people to the highest standards. If you are driven, determined and want to take the next step in your career, this is the role for you. Great career progression opportunities await the right person in this Head, Regulatory Compliance job. Apply today or contact me to discuss this new opportunity. Do note that we will only be in touch if your application is shortlisted. Agensi Pekerjaan Robert Walters Sdn Bhd
Business Registration Number : 729828-T
Licence Number : JTKSM 423C
An exciting Head, Regulatory Compliance job has just become available at a fintech company based in Klang Valley. This is a role for compliance professionals especially those who looking for an exciting opportunity to be a part of the changing landscape in the fintech industry.