Job Description

• Experience in the investment management industry will be an added advantage

• Provide legal advice for the Company\'s business operations.

• Review agreements/contracts and product-related documents, including but not limited to distribution agreements, investment management agreements, non-disclosure agreements, business proposals, broker/custodian agreements, ISDAs, introducer agreements, outsourcing agreements, investment management delegation agreements, unit trust agency agreement, data and research related agreements, trust deeds, prospectus, human resources related agreements, administrative related agreements and etc.

• Review legal documentations and letters received from business departments, clients, regulators, appointed solicitors, regional offices and other stakeholders.

• Review legal documents in relation to due diligence conducted by Institutional Unit Trust Advisers, Corporate Unit Trust Advisers, Trustee and clients on the Company, prepared by the business units.

• Evaluate privacy impact assessments to ensure compliance with privacy laws and Prudential Group\'s policies, and assist with privacy programmes.

• Provide training to all employees in relation to legal matters and privacy.

• Review existing contractual arrangements on a periodic basis to ensure such arrangements remain legally effective and in line with legal and regulatory developments.

• Maintain statutory registers in accordance with the local legal and Prudential Group\'s requirements.

• Monitor validity of license for all licensed persons who conduct regulated activities of the Company and validity of all licenses acquired by the Company.

• Review legal manual when there are changes or updates to statutory/regulatory requirements, business requirements and at least annually.

• Proactively monitor all applicable legal and regulatory deadlines and ensure timely compliance.

• Keep abreast of changes to all applicable legal and regulatory requirements and Group standards and requirements and relevant industry developments. To ensure timely dissemination of information pertaining to such changes and developments within the Company.

• Basic benefit

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