Job Description

If you are looking to excel and make a difference, take a closer look at us Functional Responsibilities: Execute risk-based audits per the Annual Audit Plan, and drive the completion of audit which includes audit planning, fieldwork, reporting and completion of working papers within the given timeline. Assess whether the Bank is in compliance with the Board and Management policies and procedures, as well as regulatory requirements governing the areas in scope. Perform process walkthrough, data analysis and audit testing to identify key risks and assess control effectiveness. Identify opportunities for data analytics where possible provide analytics/suggestions for improvements to the department, business or management for continuous monitoring opportunities. Manage and supervise the audit team, review the team members\' working papers by evaluating the adequacy and appropriateness of test steps and audit evidences in meeting the audit scope and objectives, and to provide value added inputs to further enhance the effectiveness of the audit finding. Manage audit projects and provide guidance/coaching to the junior team members. Monitor and follow up closely with the audit progress and engage Head of Audit (HOA) for status updates in a timely manner. Prepare clear and concise reporting of audit finding, practical and value-added recommendations, as well as have preliminary discussions with corresponding control/process owners and HOA before an audit finding is raised. Ensure all audit works or assessments are properly and clearly documented in accordance with the required standards for HOA\'s review. Present audit findings to the Management during closing meeting, obtain corrective action plans, assess the appropriateness and adequacy of action plans in managing risks, as well as to follow up on the progress of remedial actions for reporting to the governance committees. Validate corrective action plans to ensure the relevant business/support units have appropriately and timely implemented action plans to close the risk gaps, as well as timely reporting of overdue items to the HOA. Perform annual risk assessment on audit entities when due or upon report publishing for HOA\'s review. Develop Data Analytics Dashboard for entities such as AML/CFT, Regulatory Compliance and Operational Risk Management as part of continuous monitoring initiative. Perform ad hoc reviews and additional duties as assigned. Requirements: Minimum 5 years working experience in audit, compliance or related control functions and extensive understanding on planning, devising test procedures, sampling method and testing Have extensive technical, analytical, administrative and decision-making skills Must have relevant knowledge and experience in risk and control functions, ability to understand process flows, challenge the set up and identify weaknesses effectively Good understanding of rules, laws and regulations Good reporting, written and communication skills in English Strong analytical skills and comfortable in communicating with different stakeholders Effective communication skills, proactive and strength in sustaining independent views Strong attention to details and ability to quickly understand and assess business processes Flexibility and adaptability to new instructions and/or dynamic audit task and ad-hoc reviews Team player and ability to work independently and collaborate with other team members

foundit