Job Description

:Audit Assignment

• Involve in analysing data for some of the risk factors during micro-risk on assessment annual audit plan.
• Involve in the planning and risk assessment relating to each assignment as follows:

• to prepare the Audit On-A-Page (end-to-end).
• to identify the potential operational and technology risks for the areas.
• to identify and classify all the controls for the areas.
• to obtain sufficient information for the Control Design Adequacy Assessment.
• to ensure all documentation have been prepared based on GCAD standards.
• Execute audit assignments by performing internal audit procedures and perform the necessary control testing based on the assigned areas.
• Ensure audit work complies with acceptable audit standards and within stipulated time frame.
• Assess the risks and controls across the audited areas. Report control weaknesses, risk implications and collaborate with team lead in identifying root cause analysis and providing value-add recommendations for improvement.
• Ensure documentation/working papers are accurately and appropriately developed, TeamMate is used effectively and that internal audit standards are met in carrying out all audit assignments.
• Prepare audit observations. Ensure the observations are factually accurate. (Note: For Team Leader role, to manage all aspects of audit assignments, including providing supervision and guidance to team members as well as on-the-job training).

GCAD Administrative & Development

• Update the audit programs, maintain quality of audit documentation and active participation in internal audit continuous improvement initiatives.
• Follow up on outstanding audit recommendations and perform validation of implemented recommendations.
• Assist the Section Head on-the-job training and in other training and development needs.

Collaboration and other responsibilities

• Communicate and interact with other business auditors across the GCAD organization.
• Carry out any other responsibilities/tasks as assigned by the TA Department Head or Section Head from time to time.

CIMB