Job Description

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CRS AND FATCA COMPLIANCE

• Perform the function of compliance officer for CRS and FATCA matters, liaise with regulators and industry bodies as needed and directed, and safekeep records of all relevant registrations/licences with applicable CRS and FATCA reporting authorities, including in particular, LHDN.
• Work with relevant stakeholders to ensure that all external CRS and FATCA reporting timelines are fully complied with.
• Assist in the preparation of periodic management and/or board reporting on CRS and FATCA compliance, as appropriate.
• Undertake regular review of group policies and procedures to ensure that CIMB Group is able to fully meet its CRS and FATCA compliance obligations.
• Review and provide recommendations on any dispensation or variation requests in respect of such policies and procedures.
• Work jointly with compliance and business compliance colleagues - COEs, RCU Heads/RCOs and DCOROs, to ensure that gap analyses are performed timely and that appropriate systems, processes and controls are implemented adequately to meet CRS and FATCA obligations.
• Work with Learning & Development (Group Human Resources) to develop/review learning materials and ensure that all colleagues performing functions relevant to CRS and FATCA compliance receive appropriate training as required.
• Assist with the provision of information in internal and external assurance/audit/valition exercises in respect of CRS and FATCA compliance.
• Regional operations - assist to oversee the management of CRS and FATCA obligations, where applicable, by regional compliance teams.
• Assist with financial crime compliance functions including the review of group policies and procedures.
• Other duties as directed by the Head of Department and/or direct supervisor.

CIMB