Job Description

Eastspring is a global asset manager with Asia at its core. We create a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people\'s career ambitions. We pledge to make Eastspring a place where you can Connect, Grow and Succeed.

.

.

Duties and Responsibilities:

Investment Guidelines Compliance

Conduct daily pre- and post-trade Investment Compliance monitoring

Advise fund managers and internal customers on the interpretation of the relevant investment guidelines and restriction

Improve and enhance the effectiveness and efficiency of investment guidelines monitoring processes through process optimisation, technology, and automation

Perform reviews of manual control rule monitoring

Ensure that any investment breach (both passive and active) is properly followed up and reported on including to the client, where required

Provide timely compliance reports and certification to clients on a periodic basis

Coordinate and work with the Head Office team in terms of alignment and improvements in processes

Delegation Oversight

Review the regular attestation received from delegates and escalate any guideline compliance issues to management

Participate in on-going due diligence on delegations related matters

Coding & Innovation

Guideline interpretation, translation, testing and sign-off

Pre & Post trade monitoring process & policy documentation

General Assignments

Perform other guideline compliance tasks which may be assigned from time-to-time by supervisors to discharge the team\xe2\x80\x99s Investment Compliance functions e.g. assist in new instrument approval process

Experience / Qualifications:

Graduate or post-graduate degree in Business/Accountancy/Finance

Minimum 4 years working experience in investment compliance, risk management, fund operations, finance and/or audit functions gained from banking/financial institutions and/or regulators.

Candidates with BlackRock Aladdin or any similar investment monitoring related system experience within a multinational fund management would be preferred

Knowledge of mandarin and ability to support public holidays would be preferred.

Personal Attributes:

Highly diligent, resourceful and curious

Excellent communication skills, written and verbal

Effective inter-personal skills and ability to work with different stakeholders

Maturity, commitment, and drive

Resilient in dealing with multiple initiatives and challenges

Interest in innovation and technology to standardize and optimize operations

Forward looking mindset, independent judgment and robust analytical skill

Eastspring is an equal opportunity employer. We provide equality of opportunity of benefits for all who apply and who perform work for our organisation irrespective of sex, race, age, ethnic origin, educational, social and cultural background, marital status, pregnancy and maternity, religion or belief, disability or part-time / fixed-term work, or any other status protected by applicable law. We encourage the same standards from our recruitment and third-party suppliers taking into account the context of grade, job and location. We also allow for reasonable adjustments to support people with individual physical or mental health requirements.

Eastspring Investments