Senior Legal & Compliance Manager, Asia

Kuala Lumpur, Malaysia

Job Description


  • Providing proactive and practical legal advice to the business, based on the interpretation of applicable laws and regulations, in order to make informed decisions while considering potential risks.
  • Drafting various legal documents, including memorandums, presentations, and knowledge sharing materials.
  • Offering legal advice to stakeholders as needed, proposing viable legal solutions and approaches.
  • Reviewing and drafting legal documentation such as non-disclosure agreements, contract addendums/extensions, operational contracts, and contract renewals/terminations.
  • Conducting research, drafting reports and summaries of external advice, case law, and research findings.
  • Coordinating and communicating with external parties, such as external counsel, to support business projects.
  • Organizing and maintaining proper records/files of relevant documentation, including Board resolutions, meeting minutes, and briefs.
  • Preparing and filing necessary notices and documentation, ensuring compliance with know your customers due diligence processes.
  • Managing the contract repository and other information databases, ensuring data quality and completeness.
  • Monitoring and reviewing new and updated laws and regulations for compliance purposes.
  • Assisting in implementing and rolling out compliance policies in coordination with the Group Legal and Compliance team.
  • Overseeing and ensuring compliance with ethical conduct, conflict of interests, and operational principles.
  • Developing and implementing control systems to prevent or address violations of legal guidelines and internal policies.
  • Discussing emerging compliance issues with management and employees.
  • Ensuring all necessary documents, permits, and licenses required for operating as an insurer are up to date and displayed in a visible location, and handling their renewal.
  • Ensuring compliance with data protection policies and practices.
  • Reporting any violations of compliance or regulatory standards to authorized enforcement agencies as required or appropriate.
Requirements
  • Holder of a Law degree (or equivalent) with a preference for a degree in accounting/business, and qualified as a legal practitioner in Malaysia
  • At least 5 years of relevant work experience, either in private practice or within an in-house legal function. Previous experience in compliance, risk, audit, or related areas would be advantageous
  • Thorough understanding of risk management principles and associated methodologies
  • Previous experience interacting with relevant regulatory bodies
  • Essential knowledge of insurance distribution and the ability to apply it to business products and processes
  • Proficient in regulatory compliance within the insurance industry and the ability to apply it to business products and processes
  • Demonstrated technical skillset including familiarity with data privacy, financial crime regulations (such as AML, CTF, IS, and ABC), and corporate law
  • Proficient computer skills with a strong command of software applications (MS Office) and openness to adopting new technologies
  • Excellent verbal and written communication skills in English
  • Outstanding communication and stakeholder management abilities

Agensi Pekerjaan Executive Recruiters Sdn Bhd

Beware of fraud agents! do not pay money to get a job

MNCJobz.com will not be responsible for any payment made to a third-party. All Terms of Use are applicable.


Related Jobs

Job Detail

  • Job Id
    JD968217
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Kuala Lumpur, Malaysia
  • Education
    Not mentioned