Role Responsibilities
FM Central Control Group (CCG) supports the FM Risk and Control function.
The activities include:
\xc2\xb7 Oversees production of Risk Publications on risk reporting and hygiene actions to ensure the business and the FM COO MT have full visibility of the risks.
\xc2\xb7 Runs Control Monitoring to ensure robust, consistent and sustainable assessment of controls are executed in line with ORF.
\xc2\xb7 Support Global Process Owner for risk assessment and EORP (Group OR management system) data management.
\xc2\xb7 Acting as a support partner to FM risk management team.
Business*
FM Central Control Group (CCG) supports the FM Risk and Control function.
The activities include:
\xc2\xb7 Oversees production of Risk Publications on risk reporting and hygiene actions to ensure the business and the FM COO MT have full visibility of the risks.
\xc2\xb7 Runs Control Monitoring to ensure robust, consistent and sustainable assessment of controls are executed in line with ORF.
\xc2\xb7 Support Global Process Owner for risk assessment and EORP (Group OR management system) data management.
\xc2\xb7 Acting as a support partner to FM risk management team.
Processes*
Risk Publications
\xc2\xb7 Production and distribution of FM risk reports as per the agreed timeliness and frequency.
\xc2\xb7 Ensuring the reports are generated and delivered in a timely manner to the respective stakeholders.
\xc2\xb7 Escalation of incidents effectively and efficiently.
\xc2\xb7 Providing information and analysis to management committees and governance forums.
\xc2\xb7 Development and execution of governance routines.
\xc2\xb7 Provide oversight and education/awareness on policy change.
\xc2\xb7 Coordination of risk assessment activities.
Control Monitoring
\xc2\xb7 Monitor controls in processes and operations by executing control sample tests, monitoring key control indicators and running daily controls check.
\xc2\xb7 Identify, report and escalate failures in processes and material breaches to controls.
\xc2\xb7 Follow up on the completion of the remediation plans of identified gaps and weaknesses of processes and controls arising from CST/KCI monitoring and other internal/external reviews.
Global Process Owner Support
\xc2\xb7 Risk assessment coordination. Highlight risks to management and actively monitor control exceptions and improvement actions to reduce the likelihood of occurrence.
\xc2\xb7 EORP data management. Support Global Process Owner across the operational risk framework and the process universe record maintenance in EORP.
Regulatory & Business Conduct*
\xc2\xb7 Display exemplary conduct and live by the Group\xe2\x80\x99s Values and Code of Conduct.
\xc2\xb7 Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
\xc2\xb7 Conduct Principles: [Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment.] *
\xc2\xb7 Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
Key stakeholders*
\xc2\xb7 FM COO Management Team
\xc2\xb7 FM COO Controls Department
\xc2\xb7 FM Operations Management Team
\xc2\xb7 FM Operations Risk Management Team
\xc2\xb7 Front Office staffs and supervisors
\xc2\xb7 Data providers
Other Responsibilities*
\xc2\xb7 As delegated by line management from time to time
QUALIFICATIONS*
TRAINING, LICENSES, MEMBERSHIPS AND CERTIFICATIONS
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