Snr Tm, Regulatory Rptg, Aml

Kuala Lumpur, Malaysia

Job Description


Description

Primary Objective:

  • Ensure timely and accurate submission of all regulatory reports.
  • Ensure compliance to the AML/CFT guidelines and reporting.
  • Ensure RACE project initiatives are followed through and actions taken by the respective owners.
Key Responsibilities:
  • Work closely with internal stakeholders (products, fund accounting, transfer agency, portfolio valuation teams) to ensure all regulatory reporting are completed timely, accurately and reviewed.
  • Strong familiarity in process/ guidelines operations and governance related to regulatory reporting.
  • Ensure all regulatory reporting are submitted to the regulators on time.
  • Recommend and implement improvements to the process flows as well as the internal controls over regulatory reporting
  • Ensure RACE project initiatives are cascaded to internal stakeholders for actions.
  • Ensure all RACE project action items are followed through by relevant stakeholders and timelines are adhered to.
  • Familiar with AML systems to obtain listing of alerts and liaise with stakeholders to ensure timely closure of the alerts.
  • Timely completion of AML/CFT reporting
  • Monitor and follow up on actions in regards to AML/CFT alerts closure.
Requirements

Requirements:
Diploma - Business Management or related field.
  • At least 3-4 years working experience in asset management or related industry
  • Must possess good analytical skills and able to challenge non-adherence or non-compliance.
  • Strong knowledge in regulatory reporting requirements and timelines.
  • Strong knowledge in AML/CFT requirements
  • Able to work with all stakeholders to ensure timeliness and accuracy of reports
  • Meticulous and able to work within timelines
Benefits

Dental, Education support, Miscellaneous allowance, Medical, Loans, Sports (e.g. Gym), Parking, Vision, Regular hours, Mondays - Fridays, Casual Business Wear, Performance Based Rewards

RHB Bank

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Job Detail

  • Job Id
    JD969554
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Kuala Lumpur, Malaysia
  • Education
    Not mentioned