Job Description

Description

Primary Objective:

• Ensure timely and accurate submission of all regulatory reports.
• Ensure compliance to the AML/CFT guidelines and reporting.
• Ensure RACE project initiatives are followed through and actions taken by the respective owners.

Key Responsibilities:

• Work closely with internal stakeholders (products, fund accounting, transfer agency, portfolio valuation teams) to ensure all regulatory reporting are completed timely, accurately and reviewed.
• Strong familiarity in process/ guidelines operations and governance related to regulatory reporting.
• Ensure all regulatory reporting are submitted to the regulators on time.
• Recommend and implement improvements to the process flows as well as the internal controls over regulatory reporting
• Ensure RACE project initiatives are cascaded to internal stakeholders for actions.
• Ensure all RACE project action items are followed through by relevant stakeholders and timelines are adhered to.
• Familiar with AML systems to obtain listing of alerts and liaise with stakeholders to ensure timely closure of the alerts.
• Timely completion of AML/CFT reporting
• Monitor and follow up on actions in regards to AML/CFT alerts closure.

Requirements

Requirements:
Diploma - Business Management or related field.

• At least 3-4 years working experience in asset management or related industry
• Must possess good analytical skills and able to challenge non-adherence or non-compliance.
• Strong knowledge in regulatory reporting requirements and timelines.
• Strong knowledge in AML/CFT requirements
• Able to work with all stakeholders to ensure timeliness and accuracy of reports
• Meticulous and able to work within timelines

Benefits

Dental, Education support, Miscellaneous allowance, Medical, Loans, Sports (e.g. Gym), Parking, Vision, Regular hours, Mondays - Fridays, Casual Business Wear, Performance Based Rewards

RHB Bank