Job Description

To support the Regional Wholesale Banking Compliance Head in the following:-

• Oversee the implementation of Group Compliance policies and procedures in relation to Covered Business in CIMB Group.
• Oversee and supervise the management of compliance related matters to the Covered Business in CIMB Group.
• Ensure the effective management of compliance matters in relation to Covered Business in CIMB Group.
• Assume active involvement in management of critical issues and provide solution, where needed.
• Advise stakeholders on compliance and regulatory issues as required.
• Support the stakeholders in establishing appropriate monitoring mechanism for meeting regulatory obligations in the conduct of their businesses and in accordance with Group Compliance policies and procedures.
• Ensure the implementation of appropriate and effective risk based monitoring.
• Provide advisory and appropriate training, where required. Support the Regional Head of Wholesale Banking Compliance and stakeholders in meeting CIMB Group\xe2\x80\x99s business and strategic objectives.
• Supervise on the implementation and completion of the compliance review/monitoring functions in accordance with Group Compliance annual compliance work plan.
• Champion collaboration with other departments and facilitate collaboration across countries for sharing of best practices and business opportunities
• Centre of excellence for Foreign Exchange Control risk theme. Oversee compliance risk management by all business units bank wide to the Foreign Exchange Control risk theme, which includes advisory and reporting.
• Any other responsibilities / tasks as assigned by the Head of Group Compliance and/or Group Chief Legal & Compliance Officer from time to time.
• Manages the performance of the team members and enhance their competency in performing their responsibilities.
• Retention of performing staff, managing staff resources and succession planning and providing continuous coaching and monitoring of department staff.