Vp2, Consumer Protection And Sales Conduct, Compliance
Job Description
Job Responsibilities \'- Consumer Protection & Sales Conduct - reviewing bank\'s communications/materials to retail customer - Advisory - providing advices on requirements relevant to retail segment and assessing the adequacy of controls put in place by business segment - Regulatory Liaison - disseminating guidelines/regulations relevant to retail segment and reviewing any such correspondence to the regulators - Perform regulatory risk assessment - Review regulatory breach incident - Prepare materials and conduct trainings to enhance compliance culture - Good to have Capital Market - on wealth, Open to Security Comissions Job Requirements \'- Degree in any disciplines - Good interpersonal and analytical skills - Work well independently and with a team - Able to multi-task and agile - Working experience in banking/Compliance division would be an advantage Be a part of UOB Family UOB is an equal opportunity employer. UOB does not discriminate on the basis of a candidate\'s age, race, gender, color, religion, sexual orientation, physical or mental disability, or other non-merit factors. All employment decisions at UOB are based on business needs, job requirements and qualifications. If you require any assistance or accommodations to be made for the recruitment process, please inform us when you submit your online application. Apply now and make a difference.
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Job Detail
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Job IdJD972578
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationKuala Lumpur, Malaysia
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EducationNot mentioned